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Sr. Audit Leader

Company: Wells Fargo
Location: Rosemont
Posted on: April 8, 2021

Job Description:

ALERT - To ensure we continue to fulfill our role as a provider of vital services to the public, we are still hiring and continue to recruit top talent to Wells Fargo. However, we have adjusted our hiring practices due to the COVID-19 situation and the related social distancing guidelines. As a result, throughout your application process, you may be asked to connect with us virtually. We encourage you to check our job postings regularly for updates and additions.
Learn what Wells Fargo is doing during the COVID-19 crisis to support our employees and protect our customers through enhanced cleaning, social distancing in bank branches, remote work arrangements, benefit changes, and more.

About Wells Fargo
Wells Fargo & Company (NYSE: WFC) is a leading global financial services company headquartered in San Francisco (United States). Wells Fargo has offices in over 20 countries and territories. Our business outside of the U.S. mostly focuses on providing banking services for large corporate, government and financial institution clients. We have worldwide expertise and services to help our customers improve earnings, manage risk, and develop opportunities in the global marketplace. Our global reach offers many opportunities for you to develop a career with Wells Fargo. Join our diverse and inclusive team where you will feel valued and inspired to contribute your unique skills and experience. We are looking for talented people who will put our customers at the center of everything we do. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Market Job Description
Department Overview:
Internal Audit conducts audits and reports the results of our work to the Audit & Examinations Committee of the Board of Directors. We provide independent, objective assurance and consulting services delivered through a highly competent and diverse team. As a business partner, Audit helps the Company accomplish its objectives by bringing a systematic disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes. Internal Audit is separated into individual audit teams specializing in a line of business, risk type or coverage area.

The Corporate Risk and Capital Management (CRCM) audit team is comprised of Operational Risk, Compliance Risk, Enterprise Risk, Credit Risk, Market Risk, Model Risk, Capital Adequacy, Basel, and Capital Regulatory Reporting teams is seeking talented, experienced professionals.

About the Role:
This position resides on the Model Risk Audit Team which focuses on oversight of model risk management and compliance with supervisory guidance and internal policy. The team provides advice and offer credible challenge to business partners regarding the effectiveness of the control environment, business trends, issues, and operating and regulatory environment changes related to the development, validation, ongoing monitoring and use of models.

Senior Audit Leader (SAL) to lead as an Audit-In-Charge or staff to support the Audit Manager and effectively plan and execute audits. SAL identifies and assesses key risks and controls, and develops effective test plans for engagements and/or related risk management activities with guidance and support from the Audit Manager as well as the Senior Audit Manager. Develop and demonstrate strong understanding of audit approach and methodology. Perform process walk-throughs, assess risks and perform control effectiveness testing. Escalate significant risks and loss exposures to appropriate levels of management. Effectively coach and guide other team members through the audit process.

Responsibilities :

  • Performs auditor-in-charge and supervisory role for the most complex assigned audits within one or more segments of the Audit Plan.
  • Leads timely planning and execution of an assigned audit project.
  • Manages projects ranging in size and complexity based upon level of experience.
  • Provides timely reviews and feedback of audit work to audit staff.
  • Ensures documentation and reporting are ready for review by managers and senior managers.
  • Develops and maintains strong business relationships within Audit and with teams across the enterprise.
  • Ensures audit programs and testing are risk-based, and executed according to Audit policies and guidance.

    Market Skills and Certifications
    Essential Skills:
    • Overall 8-10 years of experience in one or a combination of the following audit/Operations/Risk functions: covering risk identification, mitigation and management (includes audit, legal, operational risk, compliance risk, credit risk, market risk, technology risk, or the management of a process or business with accountability for risk) demonstrated through work or military experience.
    • Domain knowledge and Banking knowledge. Understanding of financial regulatory environment.
    • Graduation/Post graduation degree.
    • Good understanding of audit methodologies and tools that support audit processes, and / or orientation to risk and controls.
    • Excellent verbal, written, and interpersonal communication skills.
    • Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important.
    • Certifications like CIA, CISA, CPA and CA will be a plus. DESIRED Skills:
      • Experience at a financial institution or accounting firm
      • A BS/BA degree or higher Solid knowledge and understanding of audit or risk methodologies and supporting tools
      • Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation
      • Excellent verbal, written, and interpersonal communication skills.
      • Strong organizational, multitasking, and prioritizing skills.
      • Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important.
      • Ability to execute in a fast paced, high demand, environment while balancing multiple priorities.
      • Solid problem solving skills.
      • Good analytical skills with high attention to detail and accuracy. OTHER DESIRED Skills:
        • Experience leading and providing feedback to staff on audit projects or engagements. Similar to Auditor in Charge responsibilities.
        • Issue validation and remediation experience
        • Model and model risk understanding and experience
        • Knowledge and experience in capital markets, stress testing, credit risk, market risk, counterparty credit risk, liquidity risk, operational risk, treasury, capital management, BASEL, balance sheet, interest rate and trading
        • Portfolio management, investment strategy, broker/dealer operations, wealth management, fiduciary and trust services Job Expectations: Ability to travel up to 10% of the time
          Locations: India - Bangalore/Hyderabad

          We Value Diversity
          At Wells Fargo, we believe in diversity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national or ethnic origin, age, disability, religion, sexual orientation, gender identity or any other status protected by applicable law. We comply with all applicable laws in every jurisdiction in which we operate. Sign up to receive updates and job alerts. Wells Fargo is committed to hiring and retaining diverse team members including Military Veterans, Veterans with disabilities, and transitioning Military personnel. We are working to increase diverse representation throughout the company and create an inclusive environment for all team members. When recruiting, we work with talent resources that focus on diversity and Veterans. We attend Veteran-focused job fairs and identify Military Veteran job seekers through resources like Military.com, Recruit Military.com, Hire Vets First, our internal Veterans' Team Member Network and others. We invite you to use our Military Skills Translator to search for career opportunities here at Wells Fargo that match your military skills and experience. Relevant military experience is considered for veterans and transitioning service men and women. Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, Trenton , Sr. Audit Leader, Accounting, Auditing , Rosemont, New Jersey

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